Interactive sessions. Practical insights. Peer-to-peer networking. The 2024 IAA Compliance Workshops will be offered both virtually and in-person. Join us to network with your peers and discuss critical issues for investment advisers, including cybersecurity and data privacy, AI, and the Marketing Rule.
DATE & TIME
Tuesday, December 3, 2024
9:30 a.m. - 3:00 p.m. PT
LOCATION
3 Embarcadero Ctr
San Francisco, CA 94111
(415) 315-6300
SECURITY INFORMATION
Please check in with Security in the lobby of the building. You will be asked to provide a photo ID and directed to the correct floor.
ATTIRE
Business Casual
CANCELLATION POLICY
If you find it necessary to cancel your workshop registration, the IAA will refund your registration fee (less $50 administration fee) if you inform us on or before November 26, 2024. No refunds will be made after that point. There will be no refund for “no shows.” Notice of cancellation must be received in writing at iaaevents@investmentadviser.org. Substitutions may be made at any time at no additional fee. If you have questions regarding administrative policies, contact the IAA office at (202) 293-4222.
CONTACT US
Please contact me at lisa.gillette@investmentadviser.org or (202) 293-4222 should you have any questions.
Lisa Gillette, CMM, DES [she/her]
Director, Meetings and Events
Investment Adviser Association
818 Connecticut Avenue, NW | Suite 600
Washington, DC 20006
Main Office: 202.293.4222
Direct: 202.507.7208
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