First Name
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Designation
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Title | Position
Organization | Firm
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Emergency Contact Name
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Residency: Canada, European Economic Area, United Kingdom CONTINUING EDUCATION: If you are seeking continuing education credit for attending this event, list the state bar or other governing entity from which you would like credit.
DIETARY: If you require any dietary accommodations, list them here:
ACCOMMODATION: If you require a reasonable physical accommodation in order to participate, provide here:
CONSENT TO THE USE OF REGISTRANT'S INFORMATION: I understand that by participating in this IAA event, I consent to sharing my name, title, email address and firm name with IAA partners. I understand that the IAA will not be responsible for or in control of the IAA partners’ use of this data, which will be used for their own purposes and subject to their privacy policies. Breakout Sessions
Choose a THURSDAY MORNING Breakout Session: Please Select Breakout 1: Electronic Communications: Use of Personal Devices and Off-Channel Messaging Apps Breakout 2: Considerations for Advisers with Retail Clients, including Senior and Diminished Capacity Investors Breakout 3: Registered Investment Company Updates I will not attend a Thursday morning breakout session
Choose a THURSDAY AFTERNOON Breakout Session: Please Select Breakout 1: Outsourcing: Vendor Oversight and Due Diligence Breakout 2: SEC Enforcement Landscape: Lessons and Trends for Advisers Breakout 3: Retail Alternative Investment Products I will not attend a Thursday afternoon breakout session
Choose a FRIDAY MORNING Breakout Session: Please Select Breakout 1: Marketing Rule: Compliance Best Practices and Lessons Learned Breakout 2: Processes for Valuation of Client Holdings Breakout 3: Trading Issues for Advisers I will not attend a Friday morning breakout session
Choose a FRIDAY AFTERNOON Breakout Session: Please Select Breakout 1: Cybersecurity Program Best Practices Breakout 2: Private Equity Fund Advisers: SEC Examination Hot Topics Breakout 3: Annual Review Practical Tips and Use of Technology (Smaller and Medium Firms) Breakout 4: ERISA/DOL Update: Fiduciary Rule Update: Where are We Now? I will not attend a Friday afternoon breakout session
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